Financial Services Audit Certificate - European Union

The IIA’s Financial Services Audit Certificate -European Union

Enhance your specialized knowledge and showcase your expertise in 11 key areas by completing The IIA’s Financial Services Audit Certificate™. Passing the program exam demonstrates your competency in today’s most relevant topics and distinguishes you from your peers.

SKU: 1010.LMS.LM01.0200.01.01
$1,999.00
Your price: $1,999.00

Assessing Cybersecurity Risks: The Three Lines Model

Assessing Cybersecurity Risks: The Three Lines Model
$166.58

Assessing Fraud Risk

Assessing Fraud Risk
$166.58

Auditing Capital Adequacy and Stress Testing for Banks

Auditing Capital Adequacy and Stress Testing for Banks
$166.58

Auditing Credit Risk

Auditing Credit Risk
$166.58

Auditing Culture and Conduct

Auditing Culture and Conduct
$166.58

European Union Regulations

The recent economic landscape in the European Union (EU) has brought recovery to corporate activities which has reduced many of the worst fears about economic scarring and rising credit risk. The markets for equity and risky assets have maintained a striking buoyancy, making them more prone to new regulations and supervision. 

Amidst the complexities and changes, financial institutions must carry on; as such the internal audit function plays a crucial role in the ongoing maintenance and assessment of a bank’s internal control, risk management, and governance systems and processes – areas in which supervisory authorities have a keen interest. Both internal auditors and supervisors use risk-based approaches to determine their respective work plans and actions. 

This course explores the fundamentals of the regulatory environment in the EU and Eurozone/Euro area, the banking risk frameworks, international compliance and supervisory mechanisms that bolsters the internal audit’s key position in enabling solid communication, organizational governance, and compliance. The Institute of Internal Auditors International Professional Practices Framework (IPPF) serves as the bedrock from which transparent guidelines stem, providing a practical approach to sound and responsible internal audit activity.    

$166.58

Auditing Market Risk

Auditing Market Risk
$166.58

Auditing Model Risk Management

Auditing Model Risk Management
$166.58

Auditing Third-party Risks

Auditing Third-party Risks
$166.58

Foundations of Internal Auditing in Financial Services Firms

Foundations of Internal Auditing in Financial Services Firms
$166.58

Liquidity Risk Management

Liquidity Risk Management
$166.58

Financial Services Audit Assessment Exam - European Union

Financial Services Audit Assessment Exam - European Union
$166.62

This innovative self-study program (17 CPEs) is available exclusively through the convenient IIA Training OnDemand platform and includes:

  • Assessing Cybersecurity Risk: Roles of the Three Lines of Defense (1.5 CPE)
  • Assessing Fraud Risks (1 CPE)
  • Auditing Capital Adequacy and Stress Testing for Banks (1.6 CPE)
  • Auditing Credit Risk (1.8 CPE)
  • Auditing Culture and Conduct (1.8CPE)
  • EU Regulations (1.2CPE)
  • Auditing Market Risk (1.8CPE)
  • Auditing Model RiskManagement (1 CPE)
  • Auditing Third Party Risk (1.8 CPE)
  • Foundations of Internal Auditing in Financial Services Firms (2CPE)
  • Liquidity Risk Management (1.5CPE)
  • Financial Services AuditAssessment Exam
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European Union Regulations

The recent economic landscape in the European Union (EU) has brought recovery to corporate activities which has reduced many of the worst fears about economic scarring and rising credit risk. The markets for equity and risky assets have maintained a striking buoyancy, making them more prone to new regulations and supervision. Amidst the complexities and changes, financial institutions must carry on; as such the internal audit function plays a crucial role in the ongoing maintenance and assessment of a bank’s internal control, risk management, and governance systems and processes – areas in which supervisory authorities have a keen interest. Both internal auditors and supervisors use risk-based approaches to determine their respective work plans and actions. This course explores the fundamentals of the regulatory environment in the EU and Eurozone/Euro area, the banking risk frameworks, international compliance and supervisory mechanisms that bolsters the internal audit’s key position in enabling solid communication, organizational governance, and compliance. The Institute of Internal Auditors International Professional Practices Framework (IPPF) serves as the bedrock from which transparent guidelines stem, providing a practical approach to sound and responsible internal audit activity.
$59.00

Risk, Fraud, and Illegal Acts

This course compares and contrasts different definitions of fraud to illustrate the many ways in which fraud can be viewed. This course also explores the fraud triangle as a means of understanding the key factors that must be present for fraud to occur, and outlines key principles for a fraud prevention and detection program.

$79.00